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European Patenting alongside Innovation and Standardisation Leo Giannotti -  [email_address] Directorate Adviser  dir.1.2.47 EPO Working Group on Standards European Patent Office presentation at  the Future Internet Conference Week Ghent, November 15, 2010
Outline ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Context and Relevance ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Techno-Economic Paradigms Long Waves of Investments - Multiple Life Cycles 1975 2025 2075 2125 2175 2225 1775 1725 1825 1875 1925 Age of Textiles and Canals Age of Oil, Automobile, and Mass Production  Age of Digital Information and Information Superhighways Age of  Molecular Manipulation Age of Steam and Railways Age of Steel, Electricity and Heavy Engineering Carlota Perez, 2002 0% 100% Degree of diffusion 90% 10%
Adoption curves of some current technologies 2001 2008 2015 1980 1987 0% 100% Degree of adoption 1994 Maturity 2022 Innovation Growth 90% 10% Sales Time/Year Internet technologies Mobile Phones Broadband Broadband wireless networks Wireless networking Conceptual S curves
A timeline for wireless networking
Workplan of Standards and Cycles ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Workplan of Standards and Cycles: MPEG-4
Value Segments Relative values attributed to a granted patent (EPO, ITM survey, 2002) segment I : exclusive business model segment II : cooperative business model segment III : strategic patenting
Standardisation Process fact 7 call for proposals the standardisation process starts the standard is ready submissions draft 1 draft 2 final draft standard meetings
Innovation and Technology Adoption Cycles ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Technology adoption cycle Time/Year Economic Activity Innovation activity cycle Intellectual Assets value generation 5 7 9 1 3 Early adopters Standards definition Emerging Market ready Mature Retired Technology   Lifecycle
Standardisation + Patenting  fact 7 call for proposals the standardisation process starts the standard is ready submissions draft 1 draft 2 final draft standard first filing meetings  subsequent filing publication
Patent Procedure (in a nutshell) ,[object Object],[object Object],[object Object],[object Object],non-public time 9 Months Patent Filing Date Search Opinion  Publication Request of  Examination Grant/ Refusal Opposition  Decision Appeal  Action by  Applicant EPO 3rd party 6 Months 18 Months
Cooperation and Appropriation Policies ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Frequent obstacles to successful prosecution Article 54 (novelty) Article 83 (disclosure) Article 84 (clarity) Article 54 (novelty) Article 83 (disclosure) Article 84 (clarity) some secrecy and some patenting nothing is confidential up to a certain time, some documents are confidential all documents are confidential
Availability to Public ,[object Object],[object Object],[object Object],[object Object]
Usage of Standards and Preparatory Documents ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Some Data-Bases Short Definition Provider Ground Nr. documents EIA/TIA standards IHS (Info Handling Services) Contract 5000 IEEE standards + drafts IEEE Contract + Membership 2000 ITU standards and drafts ITU Contract + Membership 34000 ETSI standards and drafts ETSI Membership 42000 IETF standards and drafts IETF Free access 47000 3GPP standards and drafts 3GPP Free access 350000
Example #1 ,[object Object],[object Object],[object Object],plan for core experiment  filing submission
Example #2 ,[object Object],[object Object],[object Object],plan for core experiment  filing submission
Articles, Rules, and Guidelines ,[object Object],[object Object],[object Object],[object Object],[object Object]
General Principle ,[object Object],[object Object],[object Object]
SDO Dissemination Policies do matter ,[object Object],[object Object],[object Object]
Example of Confidentiality Policy ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
The DVD standards from the DVD FLLC: NDA ,[object Object]
The DVD standards public? ,[object Object],[object Object],[object Object],[object Object],[object Object]
Case Law ,[object Object],[object Object],[object Object],[object Object],[object Object]
Extra Considerations ,[object Object],[object Object],[object Object]
A bundle of business risks ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],are IP risk aligned with business risks in case of standards?
IP Risk Management   ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
No bad patents rights may vanish willingly or forcibly
Critical Points  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],Cooperation Agreements
A plurality of objectives ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Conclusions ,[object Object],[object Object],[object Object]
European Patenting alongside Innovation and Standardisation Leo Giannotti -  [email_address] Directorate Adviser  dir.1.2.47 EPO Working Group on Standards European Patent Office presentation at  the Future Internet Conference Week Ghent, November 15, 2010
Case #1:  programme or data structure ? ,[object Object],[object Object],0100100010010
Case #2: bitstream syntax, data structure, or programme ? ,[object Object],[object Object]
Case #3:  Signal, command, bitstream, code, data structure, or programme ? ,[object Object],[object Object],0100100010010

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Leo Giannotti - EPO

  • 1. European Patenting alongside Innovation and Standardisation Leo Giannotti - [email_address] Directorate Adviser dir.1.2.47 EPO Working Group on Standards European Patent Office presentation at the Future Internet Conference Week Ghent, November 15, 2010
  • 2.
  • 3.
  • 4. Techno-Economic Paradigms Long Waves of Investments - Multiple Life Cycles 1975 2025 2075 2125 2175 2225 1775 1725 1825 1875 1925 Age of Textiles and Canals Age of Oil, Automobile, and Mass Production Age of Digital Information and Information Superhighways Age of Molecular Manipulation Age of Steam and Railways Age of Steel, Electricity and Heavy Engineering Carlota Perez, 2002 0% 100% Degree of diffusion 90% 10%
  • 5. Adoption curves of some current technologies 2001 2008 2015 1980 1987 0% 100% Degree of adoption 1994 Maturity 2022 Innovation Growth 90% 10% Sales Time/Year Internet technologies Mobile Phones Broadband Broadband wireless networks Wireless networking Conceptual S curves
  • 6. A timeline for wireless networking
  • 7.
  • 8. Workplan of Standards and Cycles: MPEG-4
  • 9. Value Segments Relative values attributed to a granted patent (EPO, ITM survey, 2002) segment I : exclusive business model segment II : cooperative business model segment III : strategic patenting
  • 10. Standardisation Process fact 7 call for proposals the standardisation process starts the standard is ready submissions draft 1 draft 2 final draft standard meetings
  • 11.
  • 12. Standardisation + Patenting fact 7 call for proposals the standardisation process starts the standard is ready submissions draft 1 draft 2 final draft standard first filing meetings subsequent filing publication
  • 13.
  • 14.
  • 15. Frequent obstacles to successful prosecution Article 54 (novelty) Article 83 (disclosure) Article 84 (clarity) Article 54 (novelty) Article 83 (disclosure) Article 84 (clarity) some secrecy and some patenting nothing is confidential up to a certain time, some documents are confidential all documents are confidential
  • 16.
  • 17.
  • 18. Some Data-Bases Short Definition Provider Ground Nr. documents EIA/TIA standards IHS (Info Handling Services) Contract 5000 IEEE standards + drafts IEEE Contract + Membership 2000 ITU standards and drafts ITU Contract + Membership 34000 ETSI standards and drafts ETSI Membership 42000 IETF standards and drafts IETF Free access 47000 3GPP standards and drafts 3GPP Free access 350000
  • 19.
  • 20.
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.  
  • 26.
  • 27.
  • 28.
  • 29.
  • 30.
  • 31.
  • 32. No bad patents rights may vanish willingly or forcibly
  • 33.
  • 34.
  • 35.
  • 36.
  • 37. European Patenting alongside Innovation and Standardisation Leo Giannotti - [email_address] Directorate Adviser dir.1.2.47 EPO Working Group on Standards European Patent Office presentation at the Future Internet Conference Week Ghent, November 15, 2010
  • 38.
  • 39.
  • 40.